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Enforcement Actions

OFAC Enforcement Actions

Note: * denotes a Finding of Violation

2020

Date Enforcement Action Against Penalty Amount
9/17 Comtech Telecommunications Corp. $5,000
9/9 Deutsche Bank Trust Company Americas $5,000
8/11 An Individual $5,000
7/28 Whitford Worldwide Company LLC $824,314
7/16 Essentra FZE $665,112
7/8 Amazon.com, Inc. $134,523
5/6 BIOMIN America, Inc. $257,862
4/30 American Express Travel Related Services Company *
2/26 Societe Internationale de Telecommunications Aeronautiques SCRL $7,829,640
1/27 Eagle Shipping International (USA) LLC $1,125,000
1/21 Park Strategies, LLC $12,150

2019

Date Enforcement Action Against Penalty Amount
12/12 Aero Sky Aircraft Maintenance, Inc *
12/9 Allianz Global Risks U.S. Insurance Company $170,535
12/9 ACE Limited $66,212
11/25 Apple, Inc. $466,912
11/7 Apollo Aviation Group $210,600
10/1 The General Electric Company $2,718,581
9/17 British Arab Commercial Bank plc $4,000,000
8/16 Atradius Trade Credit Insurance, Inc. $343,315
8/8 DNI Express Shipping Company *
8/8 Southern Cross Aviation, LLC *
8/6 PACCAR Inc $1,709,325
6/13 Expedia Group $325,406
6/13 Hotelbeds USA $222,705
6/13 An Individual and Cubasphere Inc $40,320
6/7 Western Union $401,697
5/28 State Street Bank and Trust Co *
5/2 MID-SHIP Group $871,837
4/25 Haverly Systems $75,375
4/15 UniCredit(3 settlements) $611,023,421
4/11 Acteon Group Ltd(2 settlements) $441,366
4/9 Standard Chartered Bank $657,040,033
3/27 Stanley Black & Decker $1,869,144
2/21 ZAG IP, LLC $506,250
2/14 AppliChem GmbH $5,512,564
2/7 Kollmorgen Corporation $13,381
1/31 e.l.f. Cosmetics $996,080

2018

Date Enforcement Action Against Penalty Amount
12/20 <a href=”https://home.treasury.gov/system/files/126/20181220_zoltek.pdf
12/12 Yantai Jerej Oilfield Services Group $2,774,972
11/27  Cobham Holdings  $87,507
11/19 Societe Generale $53,966,916
10/5 JPMorgan Chase $5,263,171
9/13 Epsilon Electronics, Inc. (Revised amount) $1,500,000
6/6 Ericsson, Inc. & Ericsson AB $145,893

2017

Date Enforcement Action Against Penalty Amount
12/6 Dentsply Sirona $1,220,400
11/28 Dominica Maritime Registry, Inc. *
11/17 BCC Corporate SA $204,277
10/5 BD White Birch Investment LLC $372,465
9/26 Richemont North America, Inc. $344,800
8/24 COSL Singapore Ltd $415,350
8/17 American Export Lines $518,063
8/10 IPSA International Services, Inc. $259,200
7/27 CSE Global Limited & CSE TransTel Pte Ltd $12,027,066
7/20 ExxonMobil $2,000,000
6/26 American International Group (AIG) $148,698
6/8 American Honda Finance Corporation $87,255
3/7 ZTE $100,871,266
2/28 United Medical Instruments, Inc. $515,400
2/3 B Whale Corporation *
1/13 Toronto-Dominion Bank (TD Bank) $516,106
1/12 An Individual and the Alliance for Responsible Cuba Policy Foundation $10,000
1/12 Aban Offshore Limited $17,500

FinCEN Enforcement Actions

2020

Date Enforcement Action Against Penalty Amount
4/4 Michael LaFontaine $450,000

2019

Date Enforcement Action Against Penalty Amount
4/18 Eric Powers $35,000

OFSI Enforcement Actions

2020

Date Enforcement Action Against Penalty Amount
2/18 Standard Chartered Bank £20,471,809.83

2019

Date Enforcement Action Against Penalty Amount
9/9 Telia Carrier UK £146,341
3/8 Travelex (UK) Ltd £10,000
1/21 Raphaels Bank £5,000

FINMA Enforcement Actions

2020

Date Enforcement Action Against Penalty Amount
2/20 Julius Baer CHF 0

Finanstilsynet Inspection Reports

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