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HM Treasury published 2019-18 AML/ CTF supervision report

From the introductory section: This is the Treasury’s seventh annual report on AML/CTF supervision. This report includes self-reported data about activity undertaken in 2017-18 across the UK’s AML/CTF regime, which AML/CTF supervisors provided to the Treasury in their annual returns. This report provides transparency about the performance of AML/CTF supervisors […]

OFSI ‘s April-June Quarterly TAFA Report issued

The UK’s Office of Financial Sanctions Implementation (OFSI) issues a quarterly report on the functioning of the Terrorist Asset Freezing etc. Act 2010 (TAFA). Here is the text of the report: Annex 1 (statistical tables omitted)  Written Ministerial Statement     ____________________________________________________________________ Operation of the UK’s Counter-Terrorist Asset Freezing Regime: […]

August 31, 2018: HK SFC AML/CTF Circular

Circular to Licensed Corporations and Associated Entities  Anti-Money Laundering / Counter Financing of Terrorism (AML/CFT)  AML/CFT measures and controls inspection findings In inspections of licensed corporations (LCs) over the past year, the Securities and Futures Commission (SFC) detected a number of deficiencies in meeting the expected regulatory standards for AML/CFT […]