NZ FMA warns Pencarrow Private Equity Management for AML recordkeeping failures
Link: FMA Press Release
Switzerland finishes adoption of 9th EU Russia sanctions package
NEWS 26 January 2023 International sanction 2023 Updated sanctions report The Federal Council on the 25th. Further sanctions against Russia were put into force on January 1, 2023. He has amended the regulation on measures relating to the situation in Ukraine (RS 946.231.176.72). As of 25. On January 1, 2023, the Federal Council […]
NZ FMA takes Tiger Brokers to court over AML failures
Link: FMA Press Release
New FinCEN Alert on potential abuse of commercial real estate by Russian actors
FinCEN Issues Alert on Potential U.S. Commercial Real Estate Investments by Sanctioned Russian Elites, Oligarchs, and Their Proxies Today, the Financial Crimes Enforcement Network (FinCEN) is issuing an alert to financial institutions regarding potential investments in the U.S. commercial real estate sector by sanctioned Russian elites, oligarchs, their family members, […]
New FinCEN Alert on potential abuse of commercial real estate by Russian actors
FinCEN Issues Alert on Potential U.S. Commercial Real Estate Investments by Sanctioned Russian Elites, Oligarchs, and Their Proxies Today, the Financial Crimes Enforcement Network (FinCEN) is issuing an alert to financial institutions regarding potential investments in the U.S. commercial real estate sector by sanctioned Russian elites, oligarchs, their family members, […]
FCA charges 5 with insider trading & money laundering
Five individuals face conspiracy to insider deal and money laundering charges Press Releases First published: 25/01/2023 Last updated: 25/01/2023 The FCA has started criminal proceedings against five individuals for conspiracy to commit insider dealing and money laundering. The FCA alleges that Redinel Korfuzi, Oerta Korfuzi, Iva Spahiu, Rogerio de Aquino and Dema Almeziad […]
Luxembourg CSSF Warning: Alphanis
Warning Warning regarding the activities of an entity named Alphanis The CSSF warns the public of the website https://www.alphanis.org where an unknown entity offers investment and cryptocurrency services under the name “Alphanis” and pretends to be established at “4 Rue Albert Borschette, 1246 Luxembourg”. The CSSF informs the public that […]
Luxembourg CSSF Fraud Warning: www.befinance.zd.fr
Warning Warning concerning the website http://www.befinance.zd.fr and a fraud scheme misusing the identity of the company Belenus Finance S.A. incorporated under Luxembourg law The CSSF warns the public of the website http://www.befinance.zd.fr and the “facebook”-type page named “Belenus Finance” where unknown persons offer online banking services, especially loans, by misusing […]
Luxembourg CSSF unauthorized investment firm warning: Mercuria X or Mercuria Ventures
Warning Warning regarding the activities of an entity named Mercuria X ou Mercuria Ventures The CSSF warns the public of the activities of an entity named “Mercuria X” or “Mercuria Ventures” (website: https://mercuriax.com/) which offers investment services and pretends to be supervised by the Commission de Surveillance du Secteur Financier. […]
RBI fines Shirpur Peoples’ Co-operative Bank for KYC and other failures
RBI imposes monetary penalty on The Shirpur Peoples’ Co-operative Bank Ltd., Shirpur (Maharashtra) The Reserve Bank of India (RBl) has imposed, by an order dated January 04, 2023, a monetary penalty of ₹3.00 lakh (Rupees Three lakh only) on The Shirpur Peoples’ Co-operative Bank Ltd., Shirpur (Maharashtra) (the bank) for […]
Mr. Watchlist 