OCC Enforcement Actions and Terminations for September 2019

FOR IMMEDIATE RELEASE
September 19, 2019
Contact: (202) 649-6870
 
OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number. 

Notices Filed

Action Type No. Name/Bank/City State Date
Notices Filed N19-007 Eric M. Clevenger, PNC Bank, National Association, Wilmington Delaware 08/26/2019

 

Removal/Prohibition Orders

Action Type No. Name/Bank/City State Date
Removal/Prohibition Orders 2019-046 Nodia Harris, The Huntington National Bank, Columbus Ohio 08/19/2019
Removal/Prohibition Orders 2019-047 Lori Christine Woodson, The City National Bank and Trust Company of Lawton, Oklahoma, Lawton Oklahoma 09/03/2019
Removal/Prohibition Orders 2019-048 Teanna Smith, Wells Fargo Bank, National Association, Sioux Falls South Dakota 08/28/2019
Removal/Prohibition Orders 2019-049 Adrian Hawkins, Capital One, National Association, McLean Virginia 08/26/2019

 

Terminations of Existing Enforcement Actions

Action Type No. Type/Bank/City/Old EA# State Date
Terminations of Existing Enforcement Actions 2019-050 C&D,Interamerican Bank, a FSB, Miami (EA# 2012-229) Florida 08/09/2019
Terminations of Existing Enforcement Actions 2019-051 FA, The First National Bank of Lacon, Lacon (EA# 2016-091) Illinois 08/01/2019
Terminations of Existing Enforcement Actions 2019-052 FA, Community National Bank in Monmouth, Monmouth (EA# 2017-054) Illinois 06/05/2019
Terminations of Existing Enforcement Actions 2019-053 FA, Homestead Savings Bank, Albion (EA# 2014-118) Michigan 08/26/2019

# # #


General Correspondence Address

Office of the Comptroller of the Currency
400 7th Street, SW
Washington, D.C. 20219

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The OCC charters, regulates, and supervises national banks and federal savings associations. The agency ensures that national banks and federal savings associations operate in a safe and sound manner, provide fair access to financial services, treat customers fairly, and comply with applicable laws and regulations. More information is available at https://www.occ.gov.

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