OCC Enforcement Actions and Terminations for August 2019

FOR IMMEDIATE RELEASE
August 15, 2019
Contact: (202) 649-6870
 

OCC Enforcement Actions and Terminations

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 a http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
Arkansas
2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff 7/23/2019
California
2019-034 Daniel Weiss, Rabobank, National Association, Roseville 7/17/2019
2019-036 MUFG Union Bank, National Association, San Francisco 7/29/2019
Delaware
2019-037 Wilmington Savings Fund Society, Federal Savings Bank, Wilmington 6/13/2019
Louisiana
2019-043 Carroll Green, Beauregard FSB, Deridder 8/5/2019
2019-044 Rafeal Webb Stark, Beauregard FSB, Deridder 8/5/2019
Pennsylvania
2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland 8/1/2019

 

Formal Agreements
No. Name/Bank/City Date
Kansas
2019-038 The First National Bank of Hope, Hope 7/17/2019
Michigan
2019-039  Sterling Bank and Trust, FSB, Southfield 6/18/2019

 

Notices Filed
No. Name/Bank/City Date
Oklahoma
N19-006 William Brian Mulder, Firstar Bank, National Association, Sallisaw 7/11/2019

 

Personal Cease and Desist Orders
No. Name/Bank/City Date
Arkansas
2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff 7/23/2019

 

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2019-034 Daniel Weiss, Rabobank, National Association, Roseville 7/17/2019
New York
2019-040 Lisa Moore, First Niagara Bank, National Association, Buffalo 7/12/2019
North Carolina
2019-041 Jessica de la Caridad Suarez, Bank of America, National Association, Charlotte 1/4/2019
Pennsylvania
2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland 8/1/2019
South Dakota
2019-042 Lisandra Abreu, Wells Fargo Bank, National Association, Sioux Falls 7/29/2019

Link:

OCC Notice

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