FOR IMMEDIATE RELEASE
August 15, 2019
Contact: (202) 649-6870
OCC Enforcement Actions and Terminations
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 a http://apps.occ.gov/EnforcementActions/.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Civil Money Penalty Orders No. Name/Bank/City Date Arkansas 2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff 7/23/2019 California 2019-034 Daniel Weiss, Rabobank, National Association, Roseville 7/17/2019 2019-036 MUFG Union Bank, National Association, San Francisco 7/29/2019 Delaware 2019-037 Wilmington Savings Fund Society, Federal Savings Bank, Wilmington 6/13/2019 Louisiana 2019-043 Carroll Green, Beauregard FSB, Deridder 8/5/2019 2019-044 Rafeal Webb Stark, Beauregard FSB, Deridder 8/5/2019 Pennsylvania 2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland 8/1/2019
Formal Agreements No. Name/Bank/City Date Kansas 2019-038 The First National Bank of Hope, Hope 7/17/2019 Michigan 2019-039 Sterling Bank and Trust, FSB, Southfield 6/18/2019
Notices Filed No. Name/Bank/City Date Oklahoma N19-006 William Brian Mulder, Firstar Bank, National Association, Sallisaw 7/11/2019
Personal Cease and Desist Orders No. Name/Bank/City Date Arkansas 2019-035 Chris Elkins, Simmons First National Bank, Pine Bluff 7/23/2019
Removal / Prohibition Orders No. Name/Bank/City Date California 2019-034 Daniel Weiss, Rabobank, National Association, Roseville 7/17/2019 New York 2019-040 Lisa Moore, First Niagara Bank, National Association, Buffalo 7/12/2019 North Carolina 2019-041 Jessica de la Caridad Suarez, Bank of America, National Association, Charlotte 1/4/2019 Pennsylvania 2019-045 Scott A. Heintzelman, The Northumberland National Bank, Northumberland 8/1/2019 South Dakota 2019-042 Lisandra Abreu, Wells Fargo Bank, National Association, Sioux Falls 7/29/2019