OCC Enforcement Actions and Terminations for June 2019

Contact: (202) 649-6870

OCC Enforcement Actions and Terminations

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Notices Filed
No. Name/Bank/City Date
Delaware
N19-005 Walter F. Mills, Santander Bank, National Association, Wilmington 5/20/2019
Illinois
N19-004 Stephen M. Calk, The Federal Savings Bank, Chicago 5/24/2019
Removal / Prohibition Orders
No. Name/Bank/City Date
Ohio
2019-025 Troy D. Fabon, JPMorgan Chase Bank, National Association, Columbus 5/16/2019
South Dakota
2019-026 Kimberly Mertz, Wells Fargo Bank, National Association, Sioux Falls 5/16/2019
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2019-028 C&D, JPMorgan Bank and Trust Company, National Association, San Francisco (EA# 2013-002) 5/24/2019
Delaware
2019-028 C&D, Chase Bank USA, National Association, Newark (EA# 2013-002) 5/24/2019
Missouri
2019-027 C&D, UMB Bank, National Association, Kansas City (EA# 2017-052) 4/24/2019
Ohio
2019-028 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-002) 5/24/2019

Link:

OCC Notice

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