FOR IMMEDIATE RELEASE
April 19, 2019
Contact: (202) 649-6870
OCC Enforcement Actions and Terminations for April 2019
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Civil Money Penalty Orders No. Name/Bank/City Date South Dakota 2019-009 Citibank, N.A., Sioux Falls 3/19/2019
Formal Agreements No. Name/Bank/City Date Pennsylvania 2019-011 Cfsbank, Charleroi 3/12/2019
Notices Filed No. Name/Bank/City Date California N19-002 Daniel Weiss, Rabobank, National Association, Roseville 3/25/2019
Removal / Prohibition Orders No. Name/Bank/City Date Ohio 2019-010 Geraldine Moore, U.S. Bank National Association, Cincinnati 3/6/2019 South Dakota 2019-012 Ginger Riley, Wells Fargo Bank, National Association, Sioux Falls 2/21/2019
Terminations of Existing Enforcement Actions No. Type/Bank/City/Old EA# Date North Carolina 2019-013 FA, Bank of America, National Association, Charlotte (EA# 2012-039) 4/1/2019 Ohio 2019-014 FA, JPMorgan Chase Bank, National Association, Columbus (EA# 2012-040) 4/2/2019 South Dakota 2019-015 FA, Citibank, National Association, Sioux Falls (EA# 2012-041) 3/27/2019 2019-016 FA, Wells Fargo Bank National Association, Sioux Falls (EA# 2012-042) 3/27/2019
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