OCC Enforcement Actions and Terminations for November 2018

Office of the Comptroller of the Currency
Ensuring a Safe and Sound Federal Banking System for All Americans
NR 2018-121


Contact: (202) 649-6870


OCC Enforcement Actions and Terminations for November 2018

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
2018-081    Eastern National Bank, Miami 10/25/2018
2018-082    Midsouth Bank, National Association, Lafayette 10/25/2018


Civil Money Penalty Orders
No. Name/Bank/City Date
2018-080 Capital One Bank (USA), National Association, Glen Allen 10/23/2018
2018-080 Capital One, National Association, Mclean 10/23/2018


Formal Agreements
No. Name/Bank/City Date
2018-083 The Morris County National Bank of Naples, Naples 10/9/2018


Prompt Corrective Action Directives
No. Name/Bank/City Date
New Jersey
2018-084 City National Bank of New Jersey, Newark 11/1/2018


Removal / Prohibition Orders
No. Name/Bank/City Date
2018-085 Sherayle Moye, PNC Bank, National Association, Wilmington 10/9/2018
2018-086 Kevin Jay Orona, JPMorgan Chase Bank, National Association, Columbus 10/11/2018
2018-087 Kristina L. Scheel, JPMorgan Chase Bank, National Association, Columbus 10/9/2018
South Dakota
2018-088 Jose Flores, Wells Fargo Bank, National Association, Sioux Falls 10/11/2018


Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
2018-089 FA, The Karnes County National Bank of Karnes City, Karnes City (EA# 2016-114) 10/30/2018
2018-090 FA, HSBC Bank USA, National Association, Mclean (EA# 2012-263) 9/21/2018

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OCC Notice

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