OCC Enforcement Actions and Terminations for August 2018

 
 
Office of the Comptroller of the Currency
Ensuring a Safe and Sound Federal Banking System for All Americans
 
NR 2018-80

FOR IMMEDIATE RELEASE August 17, 2018

(202) 649-6870

 

OCC Enforcement Actions and Terminations for August 2018

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
South Dakota
2018-063 TCF National Bank, Sioux Falls 7/20/2018

 

Civil Money Penalty Orders
No. Name/Bank/City Date
South Dakota
2018-064 TCF National Bank, Sioux Falls 7/20/2018

 

Removal / Prohibition Orders
No. Name/Bank/City Date
Delaware
2018-065 Michael W. Jones, Santander Bank, National Association, Wilmington 7/9/2018
South Dakota
2018-066 Jenice Rivera, Wells Fargo Bank, National Association, Sioux Falls 7/10/2018

 

Restitution Orders
No. Name/Bank/City Date
South Dakota
2018-063 TCF National Bank, Sioux Falls 7/20/2018

 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Michigan
2018-068  C&D, Capitol National Bank, Lansing (EA# 2015-002) 8/2/2018
Virginia
2018-067  FA, Old Dominion National Bank, North Garden (EA# 2010-157) 7/25/2018
 

Link:

OCC Notice

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Google+ photo

You are commenting using your Google+ account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s