July 3, 2018: HK SFC AML/CTF Circular – Seminar Materials

Circular to Licensed Corporations and Associated Entities 

Anti-Money Laundering / Counter-Terrorist Financing 

Seminar Materials

The PowerPoint slides of the presentations (in both English and Chinese versions) that the Securities and Futures Commission (“SFC”) staff made at the recent Seminars on Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report Note 1 have been posted on the SFC website Note 2 under the heading “Training materials – Presented by SFC staff”.  

Licensed corporations and associated entities are encouraged to download the aforesaid presentation materials for reference and internal training as appropriate.

Should you have any queries regarding the contents of this circular, please contact Ms Kiki Wong on 2231 1569.

Intermediaries Supervision Department
Intermediaries Division
Securities and Futures Commission

End

SFO/IS/037/2018

Note 1 The seminars, referred to in our previous circular of 11 May 2018, were held on 12, 15 and 20 June 2018.
Note 2
 The presentation materials can be found on SFC’s website (http://www.sfc.hk/web/EN/rule-book/anti-money-laundering-and-counter-terrorist-financing/other-publications-and-information-sources.html).

Links:

HK SFC Notice

HK SFC Circular

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