OCC Enforcement Actions and Terminations for April 2018

 

Office of the Comptroller of the Currency
Ensuring a Safe and Sound Federal Banking System for All Americans

 

NR 2018-40
FOR IMMEDIATE RELEASE
April 19, 2018
Contact: (202) 649-6870

 

OCC Enforcement Actions and Terminations for April 2018

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
Washington
2018-019 Washington Federal, National Association, Seattle 2/28/2018

 

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2018-020 Susan Cavano, Merchants Bank of California, National Association, Carson 3/7/2018
2018-021 Jane Chu, Merchants Bank of California, National Association, Carson 3/5/2018
2018-022 Philip Scott, Merchants Bank of California, National Association, Carson 3/5/2018

 

Personal Cease and Desist Orders
No. Name/Bank/City Date
California
2018-020 Susan Cavano, Merchants Bank of California, National Association, Carson 3/7/2018
2018-021 Jane Chu, Merchants Bank of California, National Association, Carson 3/5/2018

 

Removal / Prohibition Orders

No.

Type/Bank/City/Old EA#

Date

Ohio

2018-023

Derek B. Eggert, JPMorgan Chase Bank, National Association, Columbus

3/22/2018

South Dakota

2018-024

Marcus A. Majette, Wells Fargo Bank, National Association, Sioux Falls

3/16/2018

# # #

 

Link:

OCC Notice

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