OCC Enforcement Actions and Terminations for January 2018

 

Office of the Comptroller of the Currency
Ensuring a Safe and Sound Federal Banking System for All Americans

 

NR 2018-5
FOR IMMEDIATE RELEASE
January 19, 2018
Contact: (202) 649-6870

 

OCC Enforcement Actions and Terminations for January 2018

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218,  Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
Missouri
2017-105 Mark Perkins, First Community National Bank, Cuba 12/12/2017
South Dakota
2017-104 Citibank, National Association, Sioux Falls 12/27/2017
Personal Cease and Desist Orders
No. Name/Bank/City Date
Missouri
2017-105 Mark Perkins, First Community National Bank, Cuba 12/12/2017
2017-106 Robert Ringsdorf, Boulevard Bank, Neosho 12/07/2017

 

Prompt Corrective Action Directives
No. Name/Bank/City Date
Illinois
2017-109 Washington Federal Bank For Savings, Chicago 12/07/2017

 

Removal / Prohibition Orders
No. Type/Bank/City Date
Ohio
2018-001 Taylor Mitchell, U.S. Bank National Association, Cincinnati 1/3/2018

 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Kentucky
2017-107 FA, Blue Grass FS & LA, Paris (EA# 2016-021) 12/6/2017
Utah
2017-108 C&D, American Express Bank, FSB, Salt Lake City (EA# 2013-189) 12/18/2017

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Link:

OCC Notice

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