The Hong Kong Securities and Futures Commission (HK SFC) issued another AML/CTF circular, this time related to its recent seminars:
Circular to Licensed Corporations and Associated Entities
Anti-Money Laundering / Counter-Terrorist Financing
The PowerPoint slides of the presentations (in both English and Chinese versions) that SFC staff and speakers of the Joint Financial Intelligence Unit respectively made at the recent Anti-Money Laundering and Counter-Terrorist Financing Seminars Note 1 have been posted on SFC’s website Note 2 under the heading “Training materials – Presented by SFC staff” and under the heading “Training materials – Presented by external parties”, respectively.
Licensed corporations and associated entities are encouraged to download the aforesaid presentation materials for reference and internal training as appropriate.
Should you have any queries regarding the contents of this circular, please contact Ms Kiki Wong on 2231 1569.
Intermediaries Supervision Department
Securities and Futures Commission
HK SFC Notice
HK SFC Circular