OCC Enforcement Actions and Terminations for December 2017

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218,  Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No.	Type/Bank/City	Date
New York
2017-094	The Bank of Tokyo-Mitsubishi UFJ, Ltd. Primary NY Branch, New York	11/9/2017

Civil Money Penalty Orders
No.	Name/Bank/City	Date
Iowa
2017-095	Kyle Swon, WCF Financial Bank, Webster City	11/2/2017
South Dakota
2017-096	Citibank, National Association, Sioux Falls	10/10/2017

Removal / Prohibition Orders
No.	Type/Bank/City	Date
Arkansas
2017-097	Tom Whitehead, One Bank & Trust, National Association, Little Rock	11/21/2017
Oklahoma
2017-098	Blake Ferguson, Firstar Bank, National Association, Sallisaw	11/14/2017

Restitution Orders
No.	Type/Bank/City	Date
Arkansas
2017-097	Tom Whitehead, One Bank & Trust, National Association, Little Rock	11/21/2017

Terminations of Existing Enforcement Actions
No.	Type/Bank/City/Old EA#	Date
New Mexico
2017-099	C&D, Los Alamos National Bank, Los Alamos (EA# 2013-194)	11/3/2017
Pennsylvania
2017-100	C&D, FNB Bank, National Association, Danville (EA# 2015-123)	10/27/2017
2017-101	C&D, Fulton Bank, National Association, Lancaster (EA# 2014-086)	10/27/2017
2017-102	C&D, Swineford National Bank, Middleburg (EA# 2014-087)	10/27/2017
Virginia
2017-103	C&D, HSBC Bank USA, National Association, Mclean (EA# 2016-045)	11/27/2017

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