July OCC Enforcement Actions and Terminations


Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans


NR 2017-83
July 21, 2017
Contact: (202) 649-6870


OCC Enforcement Actions and Terminations for July 2017

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

The orders can be viewed by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
2017-047 Sylvia Thoe, First National Bank, Waupaca 6/21/2017


Formal Agreements
No. Name/Bank/City Date
2017-048 Loomis FS & LA, Chicago 6/16/2017


Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
2017-049 C&D, Gibraltar Private Bank & Trust Co., Coral Gables (EA# 2014-128) 6/26/2017
2017-050 FA, Dieterich Bank, National Association, Dieterich (EA# 2015-141) 6/22/2017

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OCC Notice

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