November OCC Enforcement Actions

 

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans

 

NR 2016-146
FOR IMMEDIATE RELEASE
November 17, 2016
Contact: (202) 649-6870

 

OCC Enforcement Actions for November 2016

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
 

Civil Money Penalty Orders
No. Name/Bank/City Date
Michigan
2016-095 Flagstar Bank, FSB, Troy 10/31/2016
Minnesota
2016-096 Craig Bjorklund, Landmark Community Bank, National Association, Isanti 10/26/2016
2016-097 Valerian Kuechle, Landmark Community Bank, National Association, Isanti 10/26/2016
New Mexico
2016-098 Mark Pierce, Los Alamos National Bank, Los Alamos 10/27/2016
2016-099 Syndi Schlindwein, Los Alamos National Bank, Los Alamos 10/27/2016
Removal / Prohibition Orders
No. Name/Bank/City Date
Alabama
2016-100 Kenneth Pomeroy, Superior Bank, Birmingham 10/21/2016
California
2016-101 Bassim Awad, National Bank of California, Los Angeles 10/13/2016
Minnesota
2016-096 Craig Bjorklund, Landmark Community Bank, National Association, Isanti 10/26/2016
2016-097 Valerian Kuechle, Landmark Community Bank, National Association, Isanti 10/26/2016
2016-102 Kevin Johnson, Landmark Community Bank, National Association, Isanti 10/4/2016
New Mexico
2016-098 Mark Pierce, Los Alamos National Bank, Los Alamos 10/27/2016
2016-099 Syndi Schlindwein, Los Alamos National Bank, Los Alamos 10/27/2016

Restitution Orders

No.

Name/Bank/City

Date

Minnesota

2016-096

Craig Bjorklund, Landmark Community Bank, National Association, Isanti

10/26/2016

2016-097

Valerian Kuechle, Landmark Community Bank, National Association, Isanti

10/26/2016

2016-102

Kevin Johnson, Landmark Community Bank, National Association, Isanti

Link:

OCC Notice

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