OCC Enforcement Actions for November 2016

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
 

Civil Money Penalty Orders
No.	Name/Bank/City	Date
Michigan
2016-095	Flagstar Bank, FSB, Troy	10/31/2016
Minnesota
2016-096	Craig Bjorklund, Landmark Community Bank, National Association, Isanti	10/26/2016
2016-097	Valerian Kuechle, Landmark Community Bank, National Association, Isanti	10/26/2016
New Mexico
2016-098	Mark Pierce, Los Alamos National Bank, Los Alamos	10/27/2016
2016-099	Syndi Schlindwein, Los Alamos National Bank, Los Alamos	10/27/2016

Removal / Prohibition Orders
No.	Name/Bank/City	Date
Alabama
2016-100	Kenneth Pomeroy, Superior Bank, Birmingham	10/21/2016
California
2016-101	Bassim Awad, National Bank of California, Los Angeles	10/13/2016
Minnesota
2016-096	Craig Bjorklund, Landmark Community Bank, National Association, Isanti	10/26/2016
2016-097	Valerian Kuechle, Landmark Community Bank, National Association, Isanti	10/26/2016
2016-102	Kevin Johnson, Landmark Community Bank, National Association, Isanti	10/4/2016
New Mexico
2016-098	Mark Pierce, Los Alamos National Bank, Los Alamos	10/27/2016
2016-099	Syndi Schlindwein, Los Alamos National Bank, Los Alamos	10/27/2016