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November 19, 2016: Austrac issues infringement notice to Ria Financial Services Australia Pty

Ria Financial Services Australian Pty Ltd was fined AUD $225,600 for violations of Australia’s AML/CTF Act. The Violations were for providing remittance services to unregistered affiliates. It’s a pretty skimpy notice (just over a page) but there are additional schedules that are not provided in the link on the AUSTRAC site.

Link:

Infringement Notice

Categories: Anti-Money Laundering AUSTRAC Updates Enforcement Actions

eric9to5

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