August 19, 2016: OCC August Enforcement Actions

 

 

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans
 
NR 2016-97
FOR IMMEDIATE RELEASE
August 19, 2016
  (202) 649-6870
 

OCC Enforcement Actions and Terminations for August 2016

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Texas
2016-069 Business Bank of Texas, National Association, Austin 7/20/2016

 

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2016-070 James E. Guldi, Fidelity Bank of Florida, National Association, Merritt Island 7/25/2016

 

Notices Filed
No. Name/Bank/City Date
California
N16-004 Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento 7/11/2016

 

Removal / Prohibition Orders
No. Name/Bank/City Date
Florida
2016-070 James E. Guldi, Fidelity Bank of Florida, National Association, Merritt Island 7/25/2016

 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arizona
2016-071 FA, Republicbankaz, National Association, Phoenix (EA# 2013-072) 7/27/2016
Missouri
2016-072 C&D, First National Bank, Camdenton (EA# 2013-057) 7/15/2016
New York
2016-073 FA, The Putnam County National Bank of Carmel, Carmel (EA# 2012-100) 6/29/2016
2016-074 C&D, United Bank For Africa PLC, New York (EA# 2008-007) 7/28/2016

 

 

Link:

OCC Notice

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