July 15, 2016: June OCC Enforcement Actions



Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans


NR 2016-83
July 15, 2016
Contact: (202) 649-6870


OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Formal Agreements
No. Name/Bank/City Date
2016-058 Colorado National Bank, Palisade 5/31/2016
New York
2016-062 Carver Federal Savings Bank, New York 5/24/2016
Notices Filed
No. Name/Bank/City Date
N16-003 William C. McKinnon, Superior Bank, Birmingham 6/24/2016
N16-003 Kenneth D. Pomeroy, Superior Bank, Birmingham 6/24/2016
N16-002 Archie G. Overby, First National Bank, Waupaca 6/30/2016
Removal / Prohibition Orders
No. Name/Bank/City Date
2016-063 Angela L. Janini, Home FS & LA of Collinsville, Collinsville 6/14/2016
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
2016-064 FA, Native American Bank, National Association, Denver (EA# 2008-094) 5/18/2016
2016-065 CD, Native American Bank, National Association, Denver (EA# 2010-090) 5/18/2016
2016-068 FA, Colorado Federal Savings Bank, Greenwood Village (EA# 2014-131) 7/8/2016
New York
2016-066 FA, Ponce de Leon Federal Bank, Bronx (EA# 2013-093) 5/25/2016
2016-067 C&D, U.S. Bank National Association, Cincinnati (EA# 2014-114) 6/21/2016

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OCC Notice

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