March 18, 2016: March OCC Enforcement Actions

 

 

Office of the Comptroller of the Currency
Ensuring a safe and sound Federal Banking System for All Americans

 

NR 2016-30
FOR IMMEDIATE RELEASE
March 18, 2016
Contact:   (202) 649-6870

 

OCC Enforcement Actions and Terminations for March 2016

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2016-018 Gibraltar Private Bank & Trust Co., Coral Gables 2/23/2016
Indiana
2016-019 Dan J. Fehrenbach, Bank of Indiana, National Association, Dana 2/2/2016
New Jersey
2016-020 Sun National Bank, Vineland 1/22/2016

 

Formal Agreements
No. Name/Bank/City Date
Kentucky
2016-021 Blue Grass FS & LA, Paris 2/17/2016
Missouri
2016-022 First Community National Bank, Cuba 1/20/2016
New Jersey
2016-023 Gibraltar Bank, Oak Ridge 2/3/2016
New York
2016-024 AMENDMENT Hometown Bank of The Hudson Valley, Walden 2/22/2016

 

Personal Cease and Desist Orders
No. Name/Bank/City Date
Indiana
2016-019 Dan J. Fehrenbach, Bank of Indiana, National Association, Dana 2/2/2016

 

Removal / Prohibition Orders
No. Name/Bank/City Date
Alabama
2016-025 Charles Stanley Bailey, Superior Bank, Birmingham 2/3/2016
2016-026 John Figlweski, Superior Bank, Birmingham 3/3/2016
2016-027 George Hall, Superior Bank, Birmingham 3/3/2016
2016-028 Dewayne Shannon Maddox, Superior Bank, Birmingham 3/3/2016
2016-029 Charles Wesley Roberts, Superior Bank, Birmingham 2/3/2016
2016-030 Charles Marvin Scott, Superior Bank, Birmingham 3/3/2016

 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2016- 031 C&D, Cadence Bank, National Association, Birmingham (EA# 2015-017) 2/9/2016
Illinois
2016-032 C&D, Union National Bank, Elgin (EA# 2010-071) 3/2/2016
Michigan
2016-033 PC&D, Margaret Feskorn, Lasalle Bank MidWest National Association, Troy (EA# 2007-097) 3/1/2016
New York
2016-034 REM, Yi Yi Zhao, Abacus Federal Savings Bank, New York (EA# 2012-141) 1/8/2016

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Link:

OCC Enforcement Actions

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