Circular to Licensed Corporations and Associated Entities Anti-Money Laundering / Counter-Financing of Terrorism Updated AML/CFT Self-Assessment Checklist The Securities and Futures Commission (“SFC”) today posted
May 9, 2019: FinCEN reissues Venezuelan corruption advisory in the native tongue…
FinCEN Issues Spanish Language Version of Advisory FIN-2019-A002, Warning Against Continued Corrupt Venezuelan Attempts to Steal, Hide, or Launder Money The Financial Crimes Enforcement Network (FinCEN)
US Department of Justice issues guidance on how compliance programs are evaluated
On May 1st, the US Justice Department issued a new guidance document entitled “Evaluation of Corporate Compliance Programs”. Here’s the introduction section: The “Principles of
OFAC’s Framework: Root Causes of Compliance Breakdowns & Deficiencies, #6-10
VI. Sanctions Screening Software or Filter Faults Many organizations conduct screening of their customers, supply chain, intermediaries, counter- parties, commercial and financial documents, and transactions
May 9, 2019: FinCEN issues updated Virtual Currency guidance (plus an advisory)
New FinCEN Guidance Affirms Its Longstanding Regulatory Framework for Virtual Currencies and a New FinCEN Advisory Warns of Threats Posed by Virtual Currency Misuse Contact
HKMA Alert: Fraudulent Bank of China website
Press Releases Fraudulent website related to Bank of China (Hong Kong) Limited The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public
